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Institution record

Axi

AxiTrader Limited

Risk level not supplied5 of 5 licences marked regulated
Source score
5.0
Warnings
1
Comments
0

Licence records

Licences within our coverage (firms authorised in the uk, ireland and gibraltar) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
In our coverage
Financial Conduct Authority (UK FCA)
466201RegulatedAxi Financial Services (UK) Limited2007-08-16
FMA
Financial Markets Authority
FSP518226RegulatedAXICORP FINANCIAL SERVICES PTY LTD2018-06-01
DFSA
Dubai Financial Services Authority
F003742RegulatedAxiCorp Financial Services Pty Ltd2018-04-01
CYSEC
Cyprus Securities and Exchange Commission
433/23RegulatedSolaris EMEA Limited2023-07-10
ASIC
Australian Securities and Investments Commission
318232RegulatedAXICORP FINANCIAL SERVICES PTY LTD2007-12-21

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing Axi against peer institutions in our firms authorised in the uk, ireland and gibraltar dataset.

Full directory →
InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
Axi (this record)
Financial Conduct Authority (UK FCA)FMADFSA+2
5 / 5Risk level not supplied5.01
Kraken
CBIFinancial Conduct Authority (UK FCA)CBI+2
5 / 5Risk level not supplied7.70
eToro
Financial Conduct Authority (UK FCA)GFSCFinancial Services Regulatory Authority, Abu Dhabi Global Market (ADGM FSRA)+5
6 / 8Risk level not supplied7.50
CMCMarkets
Financial Conduct AuthorityFinancial Conduct AuthorityIIROC+3
5 / 6Risk level not supplied7.10
Finalto
Financial Conduct Authority (UK FCA)Financial Conduct Authority (UK FCA)CYSEC+1
4 / 4Risk level not supplied6.00
Paysafe
Financial Conduct Authority (UK FCA)CBI
2 / 2Risk level not supplied5.70

Axi: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is Axi's regulatory licence status and supervisory authorisation?

In our imported dataset, Axi (legal entity reference: AxiTrader Limited) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: Financial Conduct Authority (UK FCA) — licence 466201, status: regulated; FMA (Financial Markets Authority) — licence FSP518226, status: regulated; DFSA (Dubai Financial Services Authority) — licence F003742, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 433/23, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 318232, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Conduct Authority (UK FCA), FMA, DFSA public register.

Which of Axi's jurisdictions and licences fall within this site's regulatory coverage?

This directory focuses on firms authorised in the uk, ireland and gibraltar. 1 of Axi's 5 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (UK FCA) (licence 466201, regulated, entity: Axi Financial Services (UK) Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.

What is Axi's institutional risk classification, enforcement exposure, and score profile?

Axi carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 1 regulatory warning or complaint count, plus 1 translated complaint case in this slice. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to Axi's platforms, entity structure, and complaints?

Before allocating capital or executing trades with Axi, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 1 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority (UK FCA).

Editorial briefings and compliance research from QuantCalc Tools relevant to Axi's supervisory scope.

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Risk-Adjusted Performance Benchmarks

Omega Ratio & Calmar Maximum Drawdown Recovery Engine: Closed-Form Mathematical Specification & IEEE-754 Verification (1.48x Gain-Loss Threshold Ratio Benchmark)

Omega Ratio & Calmar Maximum Drawdown Recovery Engine (OMEGA-CALMAR) stands at 1.48x (Gain-Loss Threshold Ratio) (Source: Quantitative Risk Consortium, 2026-10-20), governing exact floating-point precision, day-count con

Read briefing →

Quantitative Pricing & Options Engines

Omega Ratio & Calmar Maximum Drawdown Recovery Engine: Worked $100M Institutional Portfolio Verification Example (1.48x Gain-Loss Threshold Ratio Benchmark)

Omega Ratio & Calmar Maximum Drawdown Recovery Engine (OMEGA-CALMAR) stands at 1.48x (Gain-Loss Threshold Ratio) (Source: Quantitative Risk Consortium, 2026-10-20), governing step-by-step cash flow, margin, and basis-poi

Read briefing →

Fixed Income Duration & Portfolio Risk

Omega Ratio & Calmar Maximum Drawdown Recovery Engine: Observation Shift vs. Lookback Convention Comparison (1.48x Gain-Loss Threshold Ratio Benchmark)

Omega Ratio & Calmar Maximum Drawdown Recovery Engine (OMEGA-CALMAR) stands at 1.48x (Gain-Loss Threshold Ratio) (Source: Quantitative Risk Consortium, 2026-10-20), governing accrual period weighting differences and sett

Read briefing →

Cleared Margin & VaR Models

Omega Ratio & Calmar Maximum Drawdown Recovery Engine: Historical Stress Testing & Tail-Risk Scenario Calibration (1.48x Gain-Loss Threshold Ratio Benchmark)

Omega Ratio & Calmar Maximum Drawdown Recovery Engine (OMEGA-CALMAR) stands at 1.48x (Gain-Loss Threshold Ratio) (Source: Quantitative Risk Consortium, 2026-10-20), governing 2008 Lehman, 2020 Dash-for-Cash, and 2026 rat

Read briefing →
Axi — Regulation, Licence Records & Risk Profile | QuantCalc Tools