Skip to content
QuantCalc Tools

Institution record

Yellow

Yellow Card Financial South Africa (Pty) Limited

Risk level not supplied2 of 3 licences marked regulated
Source score
—
Warnings
0
Comments
0

Licence records

Licences within our coverage (firms authorised in the uk, ireland and gibraltar) are listed first. Check each one on the regulator's own register.

RegulatorLicence no.StatusLicensed entityDate
FSCATier-2
Financial Sector Conduct Authority
FSP 53790RegulatedYellow Card Financial South Africa (Pty) Limited2023
NBFIRATier-3
Non-bank Financial Institutions Regulatory Authority
Certificate No. 11/1/5 (1)RegulatedYellow Card Botswana Proprietary Limited2022
BoUTier-3
Bank of Uganda
Not suppliedUnauthorisedYellow Card Financial Uganda Limited—

Peer regulatory & risk comparison

Side-by-side supervisory and risk benchmark comparing Yellow against peer institutions in our firms authorised in the uk, ireland and gibraltar dataset.

Full directory →
InstitutionPrimary regulatorsRegulated / totalRisk classificationSource scoreWarnings
Yellow (this record)
FSCANBFIRABoU
2 / 3Risk level not supplied—0
AvaTrade
CBIFSAFSCA+5
8 / 8Risk level not supplied—0
FxPro
FCABaFinFSCA+3
4 / 6Risk level not supplied—0
ThinkMarkets
FCAASICFSA+3
4 / 6Risk level not supplied—1
AVA
CBIFSRAASIC+2
5 / 5Risk level not supplied—0
Exness
FCAFSCACYSEC+2
4 / 5Risk level not supplied—1

Yellow: institutional due diligence FAQ

Key supervisory, licensing, and counterparty verification questions generated from the dataset.

What is Yellow's regulatory licence status and supervisory authorisation?

In our imported dataset, Yellow (legal entity reference: Yellow Card Financial South Africa (Pty) Limited) holds 3 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence FSP 53790, status: regulated, Tier-2; NBFIRA (Non-bank Financial Institutions Regulatory Authority) — licence Certificate No. 11/1/5 (1), status: regulated, Tier-3; BoU (Bank of Uganda) — licence Not supplied, status: unauthorised, Tier-3. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA, NBFIRA, BoU public register.

Which of Yellow's jurisdictions and licences fall within this site's regulatory coverage?

Yellow is registered at Yellow Card Financial, Inc., Atlanta, Georgia, United States. and tracked under our firms authorised in the uk, ireland and gibraltar scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 3 recorded licences (FSCA, NBFIRA, BoU) should be evaluated for cross-border passporting and local solicitation rules.

What is Yellow's institutional risk classification, enforcement exposure, and score profile?

Yellow carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (BoU: unauthorised). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

What operational due diligence steps apply to Yellow's platforms, entity structure, and complaints?

Before allocating capital or executing trades with Yellow, institutional and retail allocators should: (1) confirm the domain (yellowcard.io) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.

Editorial briefings and compliance research from QuantCalc Tools relevant to Yellow's supervisory scope.

All research →

Cleared Margin & VaR Models

NY Fed SOFR Index ACT/360 In-Arrears Compounding Engine: Execution Slippage, Haircut Floors & Rebalancing Drag (4.4151% 90-Day Annualized Benchmark)

NY Fed SOFR Index ACT/360 In-Arrears Compounding Engine (SOFR-INDEX-ACT360) stands at 4.4151% (90-Day Annualized) (Source: NY Fed Reference Rates, 2026-10-20), governing bid-ask spread amortization and turnover-adjusted

Read briefing →

Risk-Adjusted Performance Benchmarks

CME SPAN 2 Historical & Stress Value-at-Risk (VaR) Model: Execution Slippage, Haircut Floors & Rebalancing Drag (6.26% Initial Margin / Notional Benchmark)

CME SPAN 2 Historical & Stress Value-at-Risk (VaR) Model (CME-SPAN2-VAR) stands at 6.26% (Initial Margin / Notional) (Source: CME Clearing, 2026-10-20), governing bid-ask spread amortization and turnover-adjusted net Sha

Read briefing →

Quantitative Pricing & Options Engines

Basel III FRTB 97.5% Expected Shortfall (ES) Tail Metric: Execution Slippage, Haircut Floors & Rebalancing Drag (97.5% Confidence Interval Benchmark)

Basel III FRTB 97.5% Expected Shortfall (ES) Tail Metric (FRTB-ES-975) stands at 97.5% (Confidence Interval) (Source: BIS Basel Committee MAR33, 2026-10-20), governing bid-ask spread amortization and turnover-adjusted ne

Read briefing →

Fixed Income Duration & Portfolio Risk

Cornish-Fisher Skew & Kurtosis Modified Parametric VaR: Execution Slippage, Haircut Floors & Rebalancing Drag (99.0% Non-Normal Quantile Benchmark)

Cornish-Fisher Skew & Kurtosis Modified Parametric VaR (CORNISH-FISHER-VAR) stands at 99.0% (Non-Normal Quantile) (Source: GARP FRM Quantitative Standard, 2026-10-20), governing bid-ask spread amortization and turnover-a

Read briefing →
Yellow — Regulation, Licence Records & Risk Profile | QuantCalc Tools